Common Questions
We believe an informed client is a better client. If something isn't covered here, ask us directly.
Yes. As a registered investment adviser, we are legally required to act in your best interest at all times. We do not earn commissions and do not receive compensation from product providers. Our only source of revenue is the fees paid directly by our clients.
We charge a fee based on assets under management. There are no commissions, no hidden fees, and no referral payments from third parties. You will always know exactly what you are paying and what you are getting in return.
Our typical minimum is $500,000 in investable assets for new relationships. We evaluate each situation individually, and minimums may vary depending on the complexity of the engagement.
Yes. We manage IRAs, Roth IRAs, rollover IRAs, and other retirement accounts. We also provide guidance on 401(k) and 403(b) accounts held at employer plan providers, even when those accounts are not directly managed by us.
It begins with a conversation, no forms, no obligation. If we decide to move forward together, we will gather information about your current holdings, goals, and risk tolerance. From there we build a plan, present it to you, and implement it once you are comfortable with the direction.
At minimum, we review client portfolios quarterly and provide written updates. Many clients prefer more frequent contact, and we are available by phone or email whenever questions come up. We do not believe in limiting access to your advisor.
Yes. We are registered in California and work with clients in multiple states. If you are located outside California, we will confirm registration requirements in your state before beginning an engagement.
Still have questions?
The fastest way to get answers is a direct conversation. We are happy to talk through your specific situation with no obligation.
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